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Mutual Security Act
Results: 288

#	Item
71	07-Turq_Prospectus_AN-F.qxp Add to Reading List Source URL: www.lautorite.qc.ca Language: English - Date: 2012-01-01 19:33:55 Finance Securities United States securities law Prospectus Financial services Securities Act Security Mutual fund Bond Financial economics Investment Stock market
72	National Instrument[removed]Registration Requirements and Exemptions and Consequential Amendments to Related Instruments Add to Reading List Source URL: www.osc.gov.on.ca Language: English - Date: 2012-08-26 19:05:46 Financial services Collective investment schemes Exempt market dealer United States Securities and Exchange Commission Securities Act Security Mutual fund Financial adviser Non-reporting issuer Financial economics Investment Finance
73	Microsoft Word[removed] Add to Reading List Source URL: www.insurance.naic.org Language: English - Date: 2014-09-10 13:02:32 Internal Revenue Code Employment compensation Employee Retirement Income Security Act 401 Mutual fund Pension Annuity Financial economics Investment Financial services
74	MUTUAL OF OMAHA INSURANCE COMPANY HIPAA NOTICE OF PRIVACY PRACTICES FOR PROTECTED HEALTH INFORMATION THIS NOTICE DESCRIBES HOW MEDICAL INFORMATION ABOUT YOU MAY BE USED Add to Reading List Source URL: www.mutualofomaha.com Language: English - Date: 2013-05-30 08:27:22 Government Data privacy Health Insurance Portability and Accountability Act Confidentiality Information security Medical record Medicare Protected health information Patient Safety and Quality Improvement Act Security Privacy law Health
75	Blanket Order No. 6 IN THE MATTER OF THE SECURITIES ACT, 1990 S.N. 1990, CHAPTER 48 ("the Act") AND IN THE MATTER OF FIRST PROSPECTUSES FILED BY Add to Reading List Source URL: www.servicenl.gov.nl.ca Language: English - Date: 2010-02-04 09:49:17 Finance Securities United States securities law SEC filings Prospectus Securities Act Mutual fund Security Regulation S-K Financial economics Investment Stock market
76	Blanket Order No. 52 SECURITIES COMMISSION OF NEWFOUNDLAND AND LABRADOR DEPARTMENT OF GOVERNMENT SERVICES AND LANDS GOVERNMENT OF NEWFOUNDLAND AND LABRADOR Add to Reading List Source URL: www.servicenl.gov.nl.ca Language: English - Date: 2010-02-04 09:49:17 United States Securities and Exchange Commission Stock market Financial services Institutional investors Securities Act Security Newfoundland and Labrador Mutual fund Financial economics Investment Finance
77	ALSTON&BIRD UP 601 Pennsylvania Avenue, N.W. North Building, 10’ Floor Washington, DC[removed][removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2003-12-31 08:52:38 United States securities law Depository Trust & Clearing Corporation Separately managed account Managed account ACT Security U.S. Securities and Exchange Commission Mutual fund Investment Company Act Financial economics Investment Finance
78	ABC Plan 401(k) Plan Fee Disclosure Form For Services Provided by [Company Name](1) Add to Reading List Source URL: www.dol.gov. Language: English - Date: 2004-11-08 11:47:10 Financial services Mutual fund fees and expenses Fee Expense ratio Management fee Employee Retirement Income Security Act Collective investment scheme Pension Life insurance Financial economics Investment Finance
79	INITIAL DECISION RELEASE NO. 650 ADMINISTRATIVE PROCEEDING File No[removed]UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2014-08-05 16:33:14 Securities and Exchange Commission Form 10-Q Form 10-K Government Security Finance Financial economics Mutual fund scandal SEC filings Securities Exchange Act U.S. Securities and Exchange Commission
80	660:[removed]Custody requirements for investment advisers [AMENDED] (a) Definitions. For purposes of this SectionSubchapter: (1) “Custody” means holding, directly or indirectly, client funds or securities, or having Add to Reading List Source URL: www.securities.state.ok.us Language: English - Date: 2013-02-15 17:12:24 Collective investment schemes Finance Institutional investors Financial adviser Mutual fund Management fee Security Trust law Investment Advisers Act Financial economics Investment Financial services

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